DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
J•••• K•• T••••••
As of · the IAPD feed; also filed as J•••• K•• C••••••••• K•• C•••••••
- At current firm
- 1 y
- In the industry
- 25 y
- Prior registered firms
- 2
- Signals
- 1
since Sep 15, 2025
As of · the IAPD feed; also filed as J•••• K•• C••••••••• K•• C•••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 15, 2025 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseNov 7, 2006 to Apr 9, 2025 · Tampa, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 31, 2005 to Sep 26, 2006 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Apr 9, 2025, registered Sep 15, 2025 (159 days) · Wirehouse to affiliated broker-dealer or bank
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Sep 26, 2006, registered Nov 7, 2006 (42 days) · Other
Signals
- ••• LockedApr 9, 2025 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address