DFX Intelligence
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Registered advisor
H••••• A••••• P••
Feed of 09/14/2026
Also filed as H••••• A• P••
At current firm
8 y
since Jun 19, 2018
In the industry
23 y
since Aug 1, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jun 19, 2018 · Greenwood Village, Co
- C•••••• S••••• • C••• I••• national BDJun 7, 2013 to Feb 23, 2015 · Englewood, Co
- A••••• A•• P••••••• S••••••• BD affiliatedJul 8, 2011 to Oct 12, 2012 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to E•••••• A••••••• G••••• L••left Feb 23, 2015, registered Jun 19, 2018 (1212 days) · Other
- A••••• A•• P••••••• S••••••• to C•••••• S••••• • C••• I•••left Oct 12, 2012, registered Jun 7, 2013 (238 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address