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Feed of 09/14/2026
Also filed as S••••• P••• K••••••••• K••••••
At current firm
3 y
since Mar 24, 2023
In the industry
28 y
since Nov 12, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 24, 2023 · Fort Worth, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Oct 1, 2021 · Boston, Ma
- S•••••••• A••••••• L•• national BDFeb 23, 2005 to Jul 13, 2018 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to M••••• S••••••left Oct 1, 2021, registered Mar 24, 2023 (539 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address