DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••••• M•••••
Feed of 09/14/2026
Also filed as B•••• M••••••••• M••••••••• M•••••
At current firm
10 y
since Sep 21, 2016
In the industry
19 y
since Nov 1, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 21, 2016 · Richmaond, Va
- W•••• F•••• A••••••• wirehouseMay 10, 2010 to Apr 30, 2014 · Southington, Ct
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 4, 2009 to Apr 23, 2010 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Apr 30, 2014, registered Sep 21, 2016 (875 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- N••••••••• M••••• I••••••••• S••••••••• to W•••• F•••• A•••••••left Apr 23, 2010, registered May 10, 2010 (17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address