DFX Intelligence
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Registered advisor
M••••••• N••••• W••••••••
Feed of 09/14/2026
At current firm
15 y
since Sep 23, 2011
In the industry
25 y
since Oct 17, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Sep 23, 2011 · Cookeville, Tn
- W•••• F•••• A••••••• wirehouseJan 20, 2004 to Sep 26, 2011 · Cookeville, Tn
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••left Sep 26, 2011, registered Sep 23, 2011 (-3 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address