DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
V•••••• C•••• S•••••• D• I•••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as V•••••• S••••••••• S••••••••• C•••• S••••••••• C•••• S•••••• D• I••••••••• C•••• D• I•••••••
At current firm
14 y
since Nov 3, 2011
In the industry
28 y
since Apr 29, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Nov 3, 2011 · Campbell, Ca
- R•••••• J•••• • A••••••••• I••• national BDMay 6, 2008 to Oct 25, 2011 · San Jose, Ca
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to May 7, 2008 · San Jose, Ca
- A• G• E•••••• • S•••• I••• unclassifiedAug 25, 2004 to Jan 1, 2008 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 25, 2011, registered Nov 3, 2011 (9 days) · Other
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left May 7, 2008, registered May 6, 2008 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address