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Registered advisor
B•••• L•• S••••
Feed of 09/15/2026
Also filed as B•• S•••••••• L• S••••••••• L•• S••••••••• L• S••••
At current firm
2 y
since Oct 27, 2023
In the industry
28 y
since May 5, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Oct 27, 2023 · Honolulu, Hi
- E•••••••• A•••••••• L•• national BDDec 18, 2017 to Dec 24, 2020 · Honolulu, Hi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 3, 2017 to Dec 19, 2017 · Honolulu, Hi
- B••••••• I••••••••• S•••••••• I••• ••••• formerJun 6, 2016 to May 2, 2017 · Honolulu, Hi
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to A••••• A•• P••••••• S•••••••left Dec 24, 2020, registered Oct 27, 2023 (1037 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E•••••••• A•••••••• L••left Dec 19, 2017, registered Dec 18, 2017 (-1 days) · Other
- B••••••• I••••••••• S•••••••• I••• ••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 2, 2017, registered May 3, 2017 (1 day) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address