DFX Intelligence
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Registered advisor
V••••• S•••••
Feed of 09/24/2026
Also filed as V••••• S•••••
At current firm
0 y
since Sep 23, 2026
In the industry
34 y
since Jan 1, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T•• A•••••••• I••• BD affiliated currentsince Sep 23, 2026 · Iselin, Nj
- T••••• A•••• M••••••••• L•• independent RIANov 1, 2022 to Mar 13, 2026 · Eastontown, Nj
- E•• F•••••••• A••••••• independent RIAJan 19, 2016 to Nov 2, 2022 · Eatontown, Nj
- A•••••• A••••••• S••••••• formerJul 3, 2002 to Dec 22, 2015 · Eatontown, Nj
Moves
a registration end followed by a registration begin elsewhere
- T••••• A•••• M••••••••• L•• to T•• A•••••••• I•••left Mar 13, 2026, registered Sep 23, 2026 (194 days) · RIA to affiliated broker-dealer or bank
- E•• F•••••••• A••••••• to T••••• A•••• M••••••••• L••left Nov 2, 2022, registered Nov 1, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- A•••••• A••••••• S••••••• to E•• F•••••••• A•••••••left Dec 22, 2015, registered Jan 19, 2016 (28 days) · Other
Signals
- ••• LockedSep 23, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address