DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
C••••••••• B•••••••• B•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••• B••••••••• B• B••••••••• B• B•••••
At current firm
13 y
since Nov 8, 2012
In the industry
27 y
since Aug 14, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Nov 8, 2012 · Laurens, Sc
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Nov 5, 2012 · Laurens, Sc
- A• G• E•••••• • S•••• I••• unclassifiedMar 20, 2006 to Jan 1, 2008 · Laurens, Sc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 5, 2012, registered Nov 8, 2012 (3 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address