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Registered advisor
K•••• G•••••• B••••••
Feed of 09/14/2026
Also filed as K•••• G•••••• T••••••••• G•••••• O••••••••• G• B••••••
At current firm
14 y
since Mar 13, 2012
In the industry
28 y
since Jul 6, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 13, 2012 · Lubbock, Tx
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Mar 21, 2012 · Lubbock, Tx
- W•••• F•••• I••••••••• L•• unclassifiedSep 6, 2006 to Jan 3, 2011 · Lubbock, Tx
- U•• F•••••••• S••••••• I••• wirehouseJan 25, 2000 to Aug 1, 2006 · Lubbock, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 21, 2012, registered Mar 13, 2012 (-8 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to W•••• F•••• I••••••••• L••left Aug 1, 2006, registered Sep 6, 2006 (36 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address