DFX Intelligence
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A•••• A•••••••• T•••••••••
As of · the IAPD feed
- At current firm
- 7 y
- In the industry
- 19 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 2, 2019
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Apr 2, 2019 · Atlanta, Ga
- M••••• S•••••• wirehouseAug 24, 2011 to Mar 8, 2019 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to T••••• A••••••• S•••••••• I•••left Mar 8, 2019, registered Apr 2, 2019 (25 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address