DFX Intelligence
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Registered advisor
L••••• A•••••• D••••••••
Feed of 09/14/2026
At current firm
17 y
since Jan 29, 2009
In the industry
27 y
since Mar 24, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jan 29, 2009 · Highland, Md
- V•••• F•••••••• A•••••••• I••• BD affiliatedMar 31, 2004 to Dec 23, 2008 · Linthicum Heights, Md
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to E••••• J••••left Dec 23, 2008, registered Jan 29, 2009 (37 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address