S••••••• Y•••• A•••

Feed of 09/14/2026

Also filed as S••••••• L• Y••••••••• Y•••• A••••••••• L• Y••••••••• Y•••• A•••

At current firm

5 y

since Dec 3, 2020

In the industry

27 y

since Jun 23, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse
Jun 1, 2009 to Dec 21, 2020 · Paramus, Nj
M••••• S•••••• • C•• L•• unclassified
Dec 5, 2008 to Jun 1, 2009 · Ridgewood, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 28, 2004 to Dec 8, 2008 · Paramus, Nj
M••••• S•••••• D• I••• unclassified
Jul 15, 2003 to Jan 26, 2004 · Ridgewood, Nj

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to W•••• F•••• A•••••••
left Dec 21, 2020, registered Dec 3, 2020 (-18 days) · Wirehouse to wirehouse · moved with a team
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••
left Dec 8, 2008, registered Dec 5, 2008 (-3 days) · Other
M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 26, 2004, registered Jan 28, 2004 (2 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address