DFX Intelligence
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Registered advisor
J••••••• G•••• F••••••
Feed of 09/14/2026
At current firm
10 y
since Sep 9, 2016
In the industry
28 y
since Aug 29, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 9, 2016 · Norcross, Ga
- W•••• F•••• A••••••• wirehouseJul 20, 2007 to Aug 9, 2007 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseJun 4, 2004 to Jul 17, 2007 · Dunwoody, Ga
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedJan 25, 2002 to May 27, 2004 · Greenville, Sc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Aug 9, 2007, registered Sep 9, 2016 (3319 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M•••••• I••••••••• F••• S••••••• L•• to W•••• F•••• A•••••••left May 27, 2004, registered Jun 4, 2004 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address