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Registered advisor
C••••••••• D• W•••••
Feed of 09/14/2026
Also filed as C••••••••• D•••• W•••••
At current firm
9 y
since May 10, 2017
In the industry
26 y
since Nov 8, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince May 10, 2017 · Hunt Valley, Md
- M•• S••••••••• I••• unclassifiedNov 17, 2015 to Mar 23, 2017 · Annapolis, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 7, 2012 to Mar 3, 2015 · Parkville, Md
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 7, 2011 · Baltimore, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 31, 2007 to Jun 1, 2009 · Pikesville, Md
Moves
a registration end followed by a registration begin elsewhere
- M•• S••••••••• I••• to P•• W••••• M•••••••••left Mar 23, 2017, registered May 10, 2017 (48 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• S••••••••• I•••left Mar 3, 2015, registered Nov 17, 2015 (259 days) · Other
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 7, 2011, registered May 7, 2012 (243 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address