DFX Intelligence
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Registered advisor
R•••• M••••••• S••••
Feed of 09/14/2026
Also filed as R•••• M••••••• S••••••••• M••••••• L•••••••• S••••
At current firm
8 y
since Feb 16, 2018
In the industry
17 y
since Oct 1, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 16, 2018 · Plymouth, Mi
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 20, 2018 · Livonia, Mi
- M••••• S•••••• • C•• L•• unclassifiedOct 31, 2008 to Jun 1, 2009 · Livonia, Mi
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 20, 2018, registered Feb 16, 2018 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address