DFX Intelligence
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Registered advisor
P••••••• A••• L••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as P••••••• A••• L••••••••• A• L••••••••• L••••••••• L••••••
At current firm
5 y
since Apr 24, 2021
In the industry
24 y
since Sep 18, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Apr 24, 2021 · Malvern, Pa
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to Aug 9, 2006 · Philadelphia, Pa
- J••••• H•••••••• W••• L••••• L•• formerJun 6, 2003 to Jan 1, 2004 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to V••••••• A•••••••• I•••left Aug 9, 2006, registered Apr 24, 2021 (5372 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address