DFX Intelligence
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Registered advisor
M•••••• H•••••
Feed of 09/15/2026
Also filed as M•••••• D•••• H••••••••• H•••••
At current firm
6 y
since Oct 30, 2019
In the industry
26 y
since May 16, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 30, 2019 · St. Louis, Mo
- V•••• F•••••••• A•••••••• I••• BD affiliatedOct 21, 2003 to Mar 17, 2004 · Tampa, Fl
- U•• F•••••••• S••••••• I••• wirehouseJul 17, 2002 to Mar 10, 2003 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••left Mar 17, 2004, registered Oct 30, 2019 (5705 days) · Other
- U•• F•••••••• S••••••• I••• to V•••• F•••••••• A•••••••• I•••left Mar 10, 2003, registered Oct 21, 2003 (225 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address