DFX Intelligence
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Registered advisor
D••••• E••• A••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as D••••• E• A••••••
At current firm
13 y
since Nov 9, 2012
In the industry
27 y
since Sep 21, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 9, 2012 · Winsted, Ct
- E••••• J•••• national BDMay 13, 2009 to Nov 13, 2012 · Windsor, Ct
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 23, 2003 to May 13, 2009 · White Plains, Ny
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• F•••••••• L••left Nov 13, 2012, registered Nov 9, 2012 (-4 days) · Other
- V•••• F•••••••• A•••••••• I••• to E••••• J••••left May 13, 2009, registered May 13, 2009 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address