DFX Intelligence
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Registered advisor
J••••• K•••••••••
Feed of 09/14/2026
Also filed as J•• K••••••••• A•••••• K••••••••• A• K•••••••••
At current firm
0 y
since Oct 9, 2025
In the industry
28 y
since Sep 21, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 9, 2025 · Wilkes Barre, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 19, 2021 to Oct 10, 2025 · Wilkes Barre, Pa
- W•••• F•••• A••••••• wirehouseAug 30, 2011 to Feb 18, 2021 · Clarks Summit, Pa
- S•••••• N••••••• • C••••••• I••••••••• national BDSep 25, 2009 to May 16, 2011 · Wilkes-Barre, Pa
- U•• F•••••••• S••••••• I••• wirehouseJun 3, 2002 to Sep 25, 2009 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Oct 10, 2025, registered Oct 9, 2025 (-1 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 18, 2021, registered Mar 19, 2021 (29 days) · Wirehouse to wirehouse
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left May 16, 2011, registered Aug 30, 2011 (106 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 25, 2009, registered Sep 25, 2009 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedOct 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address