DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••• J•• B••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseHilton Head Island, Scdual registrantIAPD 3120550
Feed of 09/14/2026
At current firm
3 y
since Aug 15, 2023
In the industry
27 y
since Oct 15, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 15, 2023 · Hilton Head Island, Sc
- W•••• F•••• A••••••• wirehouseJun 19, 2023 to Aug 3, 2023 · Charleston, Sc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 25, 2020 to Jun 7, 2023 · Hilton Head Island, Sc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 3, 2023, registered Aug 15, 2023 (12 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jun 7, 2023, registered Jun 19, 2023 (12 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedAug 3, 2023 · Advisor changed firm · fact
- ••• LockedJun 7, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address