DFX Intelligence
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Registered advisor
R••••• B•••• M•••
Feed of 09/14/2026
Also filed as R••••• M••••••••• B•••• M••••••••• B•••• M•••
At current firm
2 y
since Apr 29, 2024
In the industry
27 y
since Oct 26, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Apr 29, 2024 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseFeb 16, 2007 to Mar 16, 2009 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Mar 16, 2009, registered Apr 29, 2024 (5523 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address