DFX Intelligence
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Registered advisor
M•••••• E••••• S••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••• S••••••••• E••••• S••••
At current firm
5 y
since Feb 26, 2021
In the industry
27 y
since Jan 12, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 26, 2021 · Loveland, Oh
- E••••• J•••• national BDAug 12, 2004 to Mar 1, 2021 · Cincinnati, Oh
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedOct 20, 2003 to Aug 12, 2004 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 1, 2021, registered Feb 26, 2021 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S•••••••• I••• to E••••• J••••left Aug 12, 2004, registered Aug 12, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address