DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
C•••••• A•••••••• B••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••••• A•• M•••• A••••••••• A••••••• A••••••••• A••••••• B••••
At current firm
19 y
since Oct 25, 2006
In the industry
27 y
since Mar 8, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Oct 25, 2006 · Birmingham, Al
- V•••• F•••••••• A•••••••• I••• BD affiliatedMar 31, 2003 to Nov 18, 2003 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to E••••• J••••left Nov 18, 2003, registered Oct 25, 2006 (1072 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address