DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M••••• R••••••
Feed of 09/15/2026
Also filed as M••••• L•••• R••••••
At current firm
3 y
since Jan 3, 2023
In the industry
27 y
since Jun 29, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 3, 2023 · Marysville, Wa
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jan 4, 2023 · Monroe, Wa
- C•••• I••••••••• S••••••• C•••• formerAug 12, 2010 to Oct 1, 2012 · Snohomish, Wa
- M•• F•••••••• S•••••••• I••• formerMar 31, 2010 to Aug 9, 2010 · Bellevue, Wa
- U••• B•••••• I••••••••• I••• formerFeb 2, 2006 to Oct 7, 2009 · Mount Vernon, Wa
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jan 4, 2023, registered Jan 3, 2023 (-1 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to C•••• I••••••••• S••••••• C••••left Aug 9, 2010, registered Aug 12, 2010 (3 days) · Other
- U••• B•••••• I••••••••• I••• to M•• F•••••••• S•••••••• I•••left Oct 7, 2009, registered Mar 31, 2010 (175 days) · Other
Signals
- ••• LockedJan 4, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address