DFX Intelligence
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Registered advisor
S•••• M••••• G••••
Feed of 09/14/2026
Also filed as S•••• M••••••••• S••••••••• D••• M••••••••• D••• M••••••••• D••• G••••
At current firm
10 y
since Aug 31, 2016
In the industry
27 y
since Feb 18, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 31, 2016 · The Villages, Fl
- W•••• F•••• A••••••• wirehouseOct 1, 2000 to Apr 10, 2013 · Tavares, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Apr 10, 2013, registered Aug 31, 2016 (1239 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address