DFX Intelligence
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Registered advisor
M•••••• E• H•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as M•••••• E• H••••••••• E•••••••• H•••••
At current firm
3 y
since Sep 8, 2023
In the industry
27 y
since Feb 15, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 8, 2023 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerJul 6, 2012 to Mar 20, 2025 · San Francisco, Ca
- U•• F•••••••• S••••••• I••• wirehouseApr 18, 2006 to May 29, 2012 · Weehawken, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 11, 2000 to Apr 8, 2005 · San Francisco , Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 20, 2025, registered Sep 8, 2023 (-559 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••left May 29, 2012, registered Jul 6, 2012 (38 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Apr 8, 2005, registered Apr 18, 2006 (375 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address