DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
J.P. Morgan Private Wealth Advisors LLC
Latest filing Jan 10, 2025
First filing on the tape Dec 20, 2011 · 90 filings
SEC status approved since Feb 23, 1999
RAUM
$86B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
77%
$67B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
690
603 advisory (5.B.1)
Offices
32
beyond the principal office
Private funds
3
reported on Schedule D
History
90 filings and snapshots on the tape
RAUM$86B as of Jan 10, 2025
Mar 19, 2012$8.0B then
HNW client RAUM$64B as of Jan 10, 2025
Mar 28, 2018$30B then
State-registered IARs (5.B.3)558 as of Jan 10, 2025
Mar 26, 2013100 then
Employees (5.A)690 as of Jan 10, 2025
Mar 26, 2013268 then
Private funds3 as of Jan 10, 2025
Mar 26, 201331 then
RAUM +0.0% over the last fiscal year-14% a year over threeIARs 558 to 558
Practice profile
derived from the filing of Jan 10, 2025; every figure names its basis
- RAUM per advisor
- $155MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.9MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 4.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 16.9derived33 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $70BreportedItem 5.I
- Custody
- $25B, 6,300 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$64B75%
- Corporations and businesses$8.5B9.9%
- Pooled investment vehicles$6.8B7.9%
- Charitable organizations$3.2B3.7%
- Individuals$2.3B2.7%
- Pension and profit-sharing plans$931M1.1%
- State and municipal entities$108M0.1%
- Individual clients
- 9,451reported
- HNW clients
- 9,349reported
- Pension plan clients
- 547reported
- Charitable clients
- 338reported
- Accounts
- 56,585reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $25B for 6,300 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Jeffrey Blair Harwood to UBS Financial Services Inc.Mar 21, 2025 · Affiliated broker-dealer or bank to wirehouse
- Kevin A Boorman to Charles Schwab Investment Management, IncJan 6, 2025 · Other
- David C Tateosian to First Republic Securities Company, LLCJul 17, 2024 · Other
- Jennifer Lam to MarinerMay 20, 2024 · Affiliated broker-dealer or bank to another
- Teagan Haddad to Citizens Securities, Inc.May 15, 2024 · Affiliated broker-dealer or bank to another
- Kang Lee to Citizens Securities, Inc.May 15, 2024 · Affiliated broker-dealer or bank to another
- Andrew Huang to Cresset Asset Management, LLCMay 8, 2024 · Affiliated broker-dealer or bank to independent RIA
- Kevin K Chung to Generative Family Office LLCMay 2, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Mike Shayestehfar to RBC Capital Markets, LLCApr 29, 2024 · Affiliated broker-dealer or bank to another
- Michael O Solis to Citizens Securities, Inc.Apr 25, 2024 · Affiliated broker-dealer or bank to another
- Hannah Rose Foster to Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 23, 2024 · Affiliated broker-dealer or bank to wirehouse
- Danielle Rojas to Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 22, 2024 · Affiliated broker-dealer or bank to wirehouse
- Sheri Ann Takako Chang Yamaguchi to One Capital Management, LLCApr 1, 2024 · Affiliated broker-dealer or bank to independent RIA
- Michael Walsh to Hightower Advisors, LLCApr 1, 2024 · Affiliated broker-dealer or bank to another
- Craig Valdes to One Capital Management, LLCMar 28, 2024 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Lemuel Bourne from Morgan StanleySep 27, 2023 · Wirehouse to affiliated broker-dealer or bank
- Brad Waitrovich from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 5, 2023 · Wirehouse to affiliated broker-dealer or bank
- Peter Brotherton from M Holdings Securities, Inc.Apr 18, 2023 · Affiliated broker-dealer or bank to another
- Anne Gotwals Peartree from UBS Financial Services Inc.Apr 12, 2023 · Wirehouse to affiliated broker-dealer or bank
- Dareal Lanae Harmon from Wells Fargo AdvisorsMar 22, 2023 · Wirehouse to affiliated broker-dealer or bank
- Scott Price from Eaton Vance ManagementMar 21, 2023 · Other
- Mario Woizeschke from U.S. Bancorp Advisors, LLCMar 21, 2023 · Affiliated broker-dealer or bank to another
- Nicole Lynne Bilotto from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 14, 2023 · Wirehouse to affiliated broker-dealer or bank
- Heather Miran Chung from Morgan StanleyMar 3, 2023 · Wirehouse to affiliated broker-dealer or bank
- Gina Kim Seid from Morgan StanleyMar 3, 2023 · Wirehouse to affiliated broker-dealer or bank
- Alexander Hutchinson Kadish from Morgan StanleyMar 3, 2023 · Wirehouse to affiliated broker-dealer or bank
- Paul Michael Burke from Morgan StanleyMar 3, 2023 · Wirehouse to affiliated broker-dealer or bank
- Jeffrey Robert Tyler from Morgan StanleyMar 3, 2023 · Wirehouse to affiliated broker-dealer or bank
- Nicholas Evan Davey from Morgan StanleyMar 3, 2023 · Wirehouse to affiliated broker-dealer or bank
- John Garofalo from Morgan StanleyMar 3, 2023 · Wirehouse to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 22, 2024 · Jupiter, Fl
- 2 left for Citizens Private WealthFeb 7, 2024 · San Francisco, Ca
- 3 left for Gc Wealth Management Ria, LLCFeb 7, 2024 · Bellevue, Wa
- 2 left for Gc Wealth Management Ria, LLCJan 22, 2024 · Bellevue, Wa
- 3 left for Gc Wealth Management Ria, LLCOct 2, 2023 · San Francisco, Ca
- 3 left for Gc Wealth Management Ria, LLCOct 2, 2023 · Boston, Ma
- 3 left for Gc Wealth Management Ria, LLCOct 2, 2023 · Jackson, Wy
- 2 left for Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 19, 2023 · New York, Ny
- 6 joined from Morgan StanleyMar 24, 2023 · Los Angeles, Ca
- 8 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 17, 2023 · Wellesley Hills, Ma
- 3 joined from Morgan StanleyJan 9, 2023 · Miami, Fl
- 4 joined from Wells Fargo AdvisorsNov 17, 2022 · San Jose, Ca
- 5 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 7, 2022 · San Francisco, Ca
- 4 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 17, 2022 · New York, Ny
- 2 joined from Wells Fargo AdvisorsSep 28, 2022 · Roseville, Ca
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 28, 2022 · San Francisco, Ca
Private funds
107 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Altair Commercial Real Estate Lending Fund, LLCno longer reported | Real Estate Fund | $257M | 484 | Mar 31, 2015 |
| Eagle - Westcap Strategic Operator II Access Fund, L.P. | Private Equity Fund | $247M | 377 | Mar 30, 2022 |
| Altair European Npl Fund, Ltdno longer reported | Private Equity Fund | $224M | 0 | Mar 22, 2016 |
| Eagle - Hamilton Lane Secondary Vi Access Fund, L.P. | Private Equity Fund | $191M | 278 | Mar 27, 2023 |
| Altair Global Asset Allocation Fund, LLCno longer reported | Hedge Fund | $179M | 173 | Mar 26, 2013 |
| Eagle - Ga Access Fund, L.P. | Private Equity Fund | $170M | 263 | Mar 26, 2021 |
| Altair Cmbs Fund, LLC | Private Equity Fund | $163M | 314 | Mar 31, 2017 |
| Eagle - Inclusive Capital Partners Spring II Access Fund, L.P. | Hedge Fund | $143M | 151 | Mar 30, 2022 |
| Altair Multi-Family Opportunities Fund II (Roc | Bridge), LLCno longer reported | Real Estate Fund | $131M | 216 | Mar 28, 2014 |
| Altair - Golub Capital Viii, LLCno longer reported | Private Equity Fund | $127M | 0 | Mar 26, 2013 |
| Altair Distressed Credit Opportunities Fund - A, LLCno longer reported | Private Equity Fund | $121M | 251 | Mar 26, 2012 |
| Eagle - Greenbacker Renewable Energy Fund, L.P. | Hedge Fund | $113M | 163 | Mar 30, 2022 |
| Altair - Golub Capital Vii, LLCno longer reported | Private Equity Fund | $112M | 171 | Mar 26, 2013 |
| Eagle - Mccraney Industrial Real Estate Access Fund, L.P. | Private Equity Fund | $108M | 231 | Mar 30, 2022 |
| Eagle - Westcap Strategic Operator Access Fund, L.P. | Private Equity Fund | $100M | 84 | Mar 26, 2021 |
| Altair Senior Housing Fund II (Aew), LLC | Private Equity Fund | $98.2M | 318 | Mar 31, 2017 |
| Altair - Marathon Sof, LLCno longer reported | Hedge Fund | $96.0M | 298 | Mar 28, 2014 |
| Altair Multi-Family Opportunities Fund (Jrk), LLC | Private Equity Fund | $93.6M | 113 | Mar 28, 2014 |
| Eagle - Hildred Equity Partners II Access Fund, L.P. | Private Equity Fund | $90.1M | 129 | Mar 30, 2022 |
| Eagle - Hawk Ridge Access Fund, LP | Hedge Fund | $89.8M | 183 | Mar 26, 2021 |
| Altair Special Opportunities Fund, LLCno longer reported | Private Equity Fund | $86.1M | 200 | Mar 26, 2012 |
| Altair Oh Xiii, LLCno longer reported | Private Equity Fund | $81.2M | 172 | Mar 28, 2014 |
| Altair Dso, LLC | Hedge Fund | $78.0M | 463 | Mar 26, 2012 |
| Altair Energy Fund, LLC | Private Equity Fund | $77.4M | 168 | Mar 31, 2015 |
| Altair Senior Housing Fund (Roc), LLC | Private Equity Fund | $75.9M | 231 | Mar 31, 2015 |
| Altair - Pacific Coast Capital Partners Equity Vii, LLC | Private Equity Fund | $74.9M | 260 | Mar 31, 2017 |
| Altair Multi-Family Opportunities Fund III (Wood 3), LLCno longer reported | Real Estate Fund | $73.3M | 158 | Mar 28, 2014 |
| Altair European Real Estate Fund II (Hp), LLC | Private Equity Fund | $70.4M | 188 | Mar 28, 2018 |
| Altair Global Credit Opportunities Fund (A), LLC | Hedge Fund | $68.9M | 247 | Mar 26, 2013 |
| Eagle Venture Capital Fund, LLC | Private Equity Fund | $66.5M | 131 | Mar 26, 2021 |
| Eagle - Rief Access Fund, L.P. | Hedge Fund | $65.8M | 51 | Mar 27, 2020 |
| Altair Net Lease Income Fund - A, LLC | Real Estate Fund | $63.5M | 137 | Mar 26, 2012 |
| Eagle - Galaxy Opportunistic Private Fund, LLC | Private Equity Fund | $63.0M | 144 | Mar 27, 2023 |
| Eagle - Oaktree Opportunities Xi Access Fund, L.P. | Private Equity Fund | $59.2M | 152 | Mar 30, 2022 |
| Eagle - Prime Finance Special Situations 2020 Access Fund, L.P. | Private Equity Fund | $59.2M | 132 | Mar 30, 2022 |
| Eagle Secondaries Fund II, LLC | Private Equity Fund | $57.4M | 153 | Mar 26, 2021 |
| Altair Secondaries Fund, LLCno longer reported | Hedge Fund | $55.8M | 116 | Mar 31, 2017 |
| Eagle - Blue Torch Credit Opportunities II Access Fund, L.P. | Private Equity Fund | $55.6M | 52 | Mar 30, 2022 |
| Altair Clo Equity Fund, Ltd | Private Equity Fund | $55.4M | 238 | Apr 10, 2017 |
| Eagle - Bridge Sfr Fund IV Access Fund, L.P. | Private Equity Fund | $54.8M | 75 | Mar 27, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C Andrew Burge · Managercontrolsince 01/2021 · owns less than 5%
- Robin Nicolas Gentin · Managercontrolsince 07/2010 · owns less than 5%
- Basak Hanim Koralturk · Managercontrolsince 06/2024 · owns less than 5%
- Hao-Man Holly Lam · Chief Compliance Officercontrolsince 08/2023 · owns less than 5%
- Philip William Sieg · Manager And Presidentcontrolsince 06/2024 · owns less than 5%
- Michael Craig Sullivan · Managercontrolsince 06/2024 · owns less than 5%
Entity owners
- Jpmorgan Chase Holdings LLC · Memberdirect · owns 75% or more
- Jpmorgan Chase & Co. · Memberindirect · owns 75% or more of Jpmorgan Chase Holdings LLC · public reporting company
Related persons
Schedule D 7.A
- Bear Stearns Asset Management Inc.investment adviserpooled vehicle sponsorn
- Beijing Equity Investment Development Management Co., Ltd.investment adviserpooled vehicle sponsorn
- First Republic Trust Company Of Delaware, LLCn
- Highbridge Capital Management, LLCinvestment adviserbankpooled vehicle sponsornRAUM $7.6B
- Jpmorgan Alternative Asset Managementinvestment adviserbankpooled vehicle sponsorLP sponsornRAUM $30B
- J.P. Morgan Institutional Investmentsbroker-dealernRAUM $14B
- J.P. Morgan Investment Management Inc.investment adviserbankpooled vehicle sponsorLP sponsornRAUM $3519B
- J.P. Morgan Private Investments Inc.investment adviserbankpooled vehicle sponsornRAUM $470B
- J.P. Morgan Securities LLCbroker-dealerinvestment advisertrust companyLP sponsorCPO or CTAreal estatenRAUM $430B
- J.P. Morgan Trust Company Of Wyoming, LLCn
- Jpmorgan Asset Management (Europe) S.A R.L.investment adviserpooled vehicle sponsorn
- Jpmorgan Asset Management (Uk) Limitedinvestment adviserbankpooled vehicle sponsornRAUM $484B
- Jpmorgan Chase Bank N.A.investment adviserbankpooled vehicle sponsorCPO or CTAcustodiany
- Jpmorgan Distribution Services, Inc.broker-dealern
Advisers that list J.P. Morgan Private Wealth Advisors LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellevue, Wa | 0 | 0 | 0 | ||
| Boca Grande, Fl | 0 | 0 | 0 | ||
| Boston, Ma | 0 | 0 | 0 | ||
| Columbus, Oh | 0 | 0 | 0 | ||
| Greenwich, Ct | 0 | 0 | 0 | ||
| Honolulu, Hi | 0 | 0 | 0 | ||
| Jackson, Wy | 0 | 0 | 0 | ||
| Jupiter, Fl | 0 | 0 | 0 | ||
| Los Angeles, Ca | 0 | 0 | 0 | ||
| Menlo Parks, Ca | 0 | 0 | 0 | ||
| New York, Ny | 0 | 0 | 0 | ||
| Palm Beach, Fl | 0 | 0 | 0 | ||
| Palo Alto, Ca | 0 | 0 | 0 | ||
| San Diego, Ca | 0 | 0 | 0 | ||
| San Francisco, Ca · principal | 0 | 0 | 0 | ||
| Washington, Dc | 0 | 0 | 0 | ||
| Newport Beach, Ca | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY151 employees
- San Francisco, CA104 employees
- Los Angeles, CA68 employees
- Boston, MA62 employees
- Bellevue, WA21 employees
- Palo Alto, CA20 employees
- Portland, OR18 employees
- Newport Beach, CA15 employees
- Jupiter, FL13 employees
- New York, NY12 employees
- Wellesley, MA11 employees
- Washington. Dc, DC10 employees
- Palm Beach, FL10 employees
- Santa Barbara, CA8 employees
- Walnut Creek, CA8 employees
- Boca Raton, FL7 employees
- La Jolla, CA6 employees
- San Diego, CA5 employees
- Paramus, NJ5 employees
- Greenwich, CT5 employees
- Garden City, NY4 employees
- Menlo Park, CA4 employees
- Jackson, WY2 employees
- Napa, CA2 employees
- New York, NY
What changed
consecutive filings, newest first
- Private funds · 4 to 3Jul 10, 2024 to Aug 28, 2024
- Private funds · 95 to 4Mar 26, 2024 to Jul 10, 2024
- Accounts · 84,774 to 56,585Nov 28, 2023 to Mar 26, 2024
- Advisory employees · 720 to 603Nov 28, 2023 to Mar 26, 2024
- BD registered reps · 716 to 549Nov 28, 2023 to Mar 26, 2024
- Charity clients · 393 to 338Nov 28, 2023 to Mar 26, 2024
- Corporate clients · 639 to 483Nov 28, 2023 to Mar 26, 2024
- HNW clients · 12,737 to 9,349Nov 28, 2023 to Mar 26, 2024
- Individual clients · 14,652 to 9,451Nov 28, 2023 to Mar 26, 2024
- Pension plan clients · 1,230 to 547Nov 28, 2023 to Mar 26, 2024
- Pooled vehicle clients · 96 to 97Nov 28, 2023 to Mar 26, 2024
- Assets in custody · $56B to $25BNov 28, 2023 to Mar 26, 2024
- Employees · 1,165 to 690Nov 28, 2023 to Mar 26, 2024
- Insurance-licensed employees · 0 to 173Nov 28, 2023 to Mar 26, 2024
- Financial planning clients · 251-500 to 101-250Nov 28, 2023 to Mar 26, 2024
- State-registered IARs · 739 to 558Nov 28, 2023 to Mar 26, 2024
- Other offices · 37 to 32Nov 28, 2023 to Mar 26, 2024
- Private funds · 93 to 95Nov 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $106B to $83BNov 28, 2023 to Mar 26, 2024
- HNW RAUM · $82B to $64BNov 28, 2023 to Mar 26, 2024
- Individual RAUM · $3.3B to $2.3BNov 28, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $33B to $3.3BNov 28, 2023 to Mar 26, 2024
- Pension RAUM · $1.9B to $931MNov 28, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $6.2B to $6.8BNov 28, 2023 to Mar 26, 2024
- RAUM · $140B to $86BNov 28, 2023 to Mar 26, 2024
- Business name · FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. to J.P. MORGAN PRIVATE WEALTH ADVISORS LLCOct 2, 2023 to Oct 3, 2023
- Organization form · Corporation to Limited Liability CompanyAug 7, 2023 to Oct 2, 2023
- Private funds · 94 to 93Aug 7, 2023 to Oct 2, 2023
- Succession · false to trueAug 7, 2023 to Oct 2, 2023
- Legal name · FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. to J.P. MORGAN PRIVATE WEALTH ADVISORS LLCOct 2, 2023 to Oct 2, 2023
- Succession · true to falseOct 2, 2023 to Oct 2, 2023
- Related adviser · false to trueMar 27, 2023 to Jun 6, 2023
- Related bank · false to trueMar 27, 2023 to Jun 6, 2023
- Accounts · 66,919 to 84,774Jan 17, 2023 to Mar 27, 2023
- Advisory employees · 542 to 720Jan 17, 2023 to Mar 27, 2023
- Advisory activities · 8 to 7Jan 17, 2023 to Mar 27, 2023
- BD registered reps · 589 to 716Jan 17, 2023 to Mar 27, 2023
- Charity clients · 342 to 393Jan 17, 2023 to Mar 27, 2023
- Corporate clients · 457 to 639Jan 17, 2023 to Mar 27, 2023
- HNW clients · 11,912 to 12,737Jan 17, 2023 to Mar 27, 2023
Signals
60 dated events
- J.P. Morgan Private Wealth Advisors Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $86.3B)May 2, 2025 · Left the SEC roster · derived
- Jeffrey O Kuhlman no longer registered at J.P. Morgan Private Wealth Advisors Llc; no later IA registration on IAPDMar 25, 2025 · Advisor departure · fact
- Jeffrey Blair Harwood left J.P. Morgan Private Wealth Advisors Llc for Ubs Financial Services Inc. (registered 2025-05-05)Mar 21, 2025 · Advisor changed firm · fact
- Carson Tj Schmick no longer registered at J.P. Morgan Private Wealth Advisors Llc; no later IA registration on IAPDMar 20, 2025 · Advisor departure · fact
- Matthew Lewis no longer registered at J.P. Morgan Private Wealth Advisors Llc; no later IA registration on IAPDMar 20, 2025 · Advisor departure · fact
- Trevor Christian Faulk no longer registered at J.P. Morgan Private Wealth Advisors Llc; no later IA registration on IAPDMar 19, 2025 · Advisor departure · fact
- Kevin A Boorman left J.P. Morgan Private Wealth Advisors Llc for Charles Schwab Investment Management, Inc (registered 2025-05-30)Jan 6, 2025 · Advisor changed firm · fact
- F Theodore Dimig (Manager) no longer on Schedule A of J.P. Morgan Private Wealth Advisors Llc (listed 2024-07-10, absent 2024-08-28)Aug 28, 2024 · Control person left · inference
- Glenn Hill (Manager) no longer on Schedule A of J.P. Morgan Private Wealth Advisors Llc (listed 2024-07-10, absent 2024-08-28)Aug 28, 2024 · Control person left · inference
- David C Tateosian left J.P. Morgan Private Wealth Advisors Llc for First Republic Securities Company, Llc (registered 2011-03-25)Jul 17, 2024 · Advisor changed firm · fact
- Philip William Sieg (Manager And President) appeared on Schedule A of J.P. Morgan Private Wealth Advisors LlcJul 10, 2024 · Control person joined · fact
- Michael Craig Sullivan (Manager) appeared on Schedule A of J.P. Morgan Private Wealth Advisors LlcJul 10, 2024 · Control person joined · fact
- Basak Hanim Koralturk (Manager) appeared on Schedule A of J.P. Morgan Private Wealth Advisors LlcJul 10, 2024 · Control person joined · fact
- Charles David Tateosian (Manager) no longer on Schedule A of J.P. Morgan Private Wealth Advisors Llc (listed 2024-03-26, absent 2024-07-10)Jul 10, 2024 · Control person left · inference
- Amy Hong (Manager) no longer on Schedule A of J.P. Morgan Private Wealth Advisors Llc (listed 2024-03-26, absent 2024-07-10)Jul 10, 2024 · Control person left · inference
- J Christopher Wolfe (Manager And President) no longer on Schedule A of J.P. Morgan Private Wealth Advisors Llc (listed 2024-03-26, absent 2024-07-10)Jul 10, 2024 · Control person left · inference
- Wesley Sahil Desai (Deputy General Counsel) no longer on Schedule A of J.P. Morgan Private Wealth Advisors Llc (listed 2024-03-26, absent 2024-07-10)Jul 10, 2024 · Control person left · inference
- Jennifer Lam left J.P. Morgan Private Wealth Advisors Llc for Mariner (registered 2024-06-12)May 20, 2024 · Advisor changed firm · fact
- Kang Lee left J.P. Morgan Private Wealth Advisors Llc for Citizens Securities, Inc. (registered 2024-06-04)May 15, 2024 · Advisor changed firm · fact
- Teagan Haddad left J.P. Morgan Private Wealth Advisors Llc for Citizens Securities, Inc. (registered 2024-04-30)May 15, 2024 · Advisor changed firm · fact
- Andrew Huang left J.P. Morgan Private Wealth Advisors Llc for Cresset Asset Management, Llc (registered 2024-04-19)May 8, 2024 · Advisor changed firm · fact
- Kevin K Chung left J.P. Morgan Private Wealth Advisors Llc for Generative Family Office Llc (registered 2024-05-09)May 2, 2024 · Advisor changed firm · fact
- Mike Shayestehfar left J.P. Morgan Private Wealth Advisors Llc for Rbc Capital Markets, Llc (registered 2024-04-22)Apr 29, 2024 · Advisor changed firm · fact
- Michael O Solis left J.P. Morgan Private Wealth Advisors Llc for Citizens Securities, Inc. (registered 2024-06-24)Apr 25, 2024 · Advisor changed firm · fact
- Hannah Rose Foster left J.P. Morgan Private Wealth Advisors Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-04-19)Apr 23, 2024 · Advisor changed firm · fact
- Danielle Rojas left J.P. Morgan Private Wealth Advisors Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-04-19)Apr 22, 2024 · Advisor changed firm · fact
- 2 advisors left J.P. Morgan Private Wealth Advisors LLC (Jupiter, FL) for Merrill Lynch, Pierce, Fenner & Smith Incorporated a day apartApr 22, 2024 · Team lift-out · derived
- Michael Walsh left J.P. Morgan Private Wealth Advisors Llc for Hightower Advisors, Llc (registered 2024-04-03)Apr 1, 2024 · Advisor changed firm · fact
- Sheri Ann Takako Chang Yamaguchi left J.P. Morgan Private Wealth Advisors Llc for One Capital Management, Llc (registered 2024-03-26)Apr 1, 2024 · Advisor changed firm · fact
- Craig Valdes left J.P. Morgan Private Wealth Advisors Llc for One Capital Management, Llc (registered 2024-03-25)Mar 28, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- J.P. Morgan Private Wealth Advisors LLC · Private Equityshared crd · organization
- J.P. Morgan Private Wealth Advisors LLC · Venture Capitalshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
J.P. Morgan Private Wealth Advisors LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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