DFX Intelligence
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Feed of 09/14/2026
At current firm
5 y
since Sep 22, 2021
In the industry
27 y
since Mar 11, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 22, 2021 · Austin, Tx
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Sep 29, 2021 · Austin, Tx
- W•••• F•••• I••••••••• L•• unclassifiedJun 24, 2003 to Jan 3, 2011 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Sep 29, 2021, registered Sep 22, 2021 (-7 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address