DFX Intelligence
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Registered advisor
J••••••• H•••• S•••••••••
Feed of 09/14/2026
Also filed as J••••••• H• S••••••••• H• S•••••••••
At current firm
1 y
since Jan 17, 2025
In the industry
20 y
since Jun 6, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 17, 2025 · Frontenac, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 8, 2013 to Jan 21, 2025 · Frontenac, Mo
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 28, 2013 · Clayton, Mo
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 19, 2008 to Jun 1, 2009 · Clayton, Mo
- R•••••• J•••• • A••••••••• I••• national BDNov 5, 2007 to Jun 24, 2008 · St Louis, Mo
- R••••• W• B•••• • C•• I••••••••• mixed wealthJun 7, 2006 to Nov 27, 2007 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 21, 2025, registered Jan 17, 2025 (-4 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 28, 2013, registered Feb 8, 2013 (-20 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- R•••••• J•••• • A••••••••• I••• to C•••••••• G••••• M•••••• I•••left Jun 24, 2008, registered Jun 19, 2008 (-5 days) · Other
- R••••• W• B•••• • C•• I••••••••• to R•••••• J•••• • A••••••••• I•••left Nov 27, 2007, registered Nov 5, 2007 (-22 days) · Other
Signals
- ••• LockedJan 21, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address