M•••••• D••••• C••••••

Certified Financial Planner

Feed of 09/14/2026

Also filed as M••• C••••••••• D••••• C••••••••• C••••••

At current firm

5 y

since Feb 26, 2021

In the industry

18 y

since Jan 30, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 24, 2015 to Oct 2, 2015 · Charlotte, Nc
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Mar 11, 2008 to Mar 18, 2009 · Charlotte, Nc
W•••• F•••• A••••••• wirehouse
Feb 13, 2008 to Mar 4, 2008 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V••••••• A•••••••• I•••
left Oct 2, 2015, registered Feb 26, 2021 (1974 days) · Wirehouse to affiliated broker-dealer or bank
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 18, 2009, registered Apr 24, 2015 (2228 days) · Other
W•••• F•••• A••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Mar 4, 2008, registered Mar 11, 2008 (7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address