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Registered advisor
C••••••••• R•••••• D••
Feed of 09/18/2026
Also filed as C•••• D••••••••• R•••••• D••••••••• D••••••••• R• D••
At current firm
7 y
since May 7, 2019
In the industry
16 y
since Jun 18, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince May 7, 2019 · California, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2014 to May 2, 2019 · Washington, Dc
- N••••••••• M••••• I••••••••• S••••••••• no RAUMSep 4, 2013 to Mar 20, 2014 · Hunt Valley, Md
- M••••• S•••••• wirehouseAug 29, 2012 to Aug 16, 2013 · Hunt Valley, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 22, 2010 to Jul 13, 2012 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••left May 2, 2019, registered May 7, 2019 (5 days) · Affiliated broker-dealer or bank to wirehouse
- N••••••••• M••••• I••••••••• S••••••••• to C•••••••• G••••• M•••••• I•••left Mar 20, 2014, registered May 29, 2014 (70 days) · Other
- M••••• S•••••• to N••••••••• M••••• I••••••••• S•••••••••left Aug 16, 2013, registered Sep 4, 2013 (19 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jul 13, 2012, registered Aug 29, 2012 (47 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address