DFX Intelligence
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Registered advisor
S••••• L••• L•••••••••
Feed of 09/14/2026
At current firm
2 y
since Oct 16, 2023
In the industry
21 y
since May 17, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 16, 2023 · Bloomfield Hills, Mi
- W•••• F•••• A••••••• wirehouseMar 27, 2013 to Oct 18, 2023 · Troy, Mi
- M••••• S•••••• wirehouseJun 28, 2010 to Apr 2, 2013 · Troy, Mi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Oct 18, 2023, registered Oct 16, 2023 (-2 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Apr 2, 2013, registered Mar 27, 2013 (-6 days) · Wirehouse to wirehouse
Signals
- ••• LockedOct 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address