DFX Intelligence
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Registered advisor
J••••• M•••••• D••••
Feed of 09/14/2026
Also filed as J••••• M• D••••••••• M•••••• D•••••••• D••••
At current firm
2 y
since Nov 1, 2023
In the industry
27 y
since Jul 16, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Nov 1, 2023 · Greenwood Village, Co
- M••••• S•••••• wirehouseNov 9, 2021 to Aug 10, 2023 · Denver, Co
- C•••••• S••••• • C••• I••• national BDJan 16, 2015 to Oct 21, 2021 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to E•••••• A••••••• G••••• L••left Aug 10, 2023, registered Nov 1, 2023 (83 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••• S••••• • C••• I••• to M••••• S••••••left Oct 21, 2021, registered Nov 9, 2021 (19 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedAug 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address