DFX Intelligence
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Registered advisor
P•••• K•••••• M••••••••
Feed of 09/14/2026
Also filed as M••••••••• K•••••• M••••••••• K•••••• M• S••••••••• M••••••••
At current firm
3 y
since Sep 22, 2023
In the industry
26 y
since Jun 5, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Sep 22, 2023 · Seattle, Wa
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Sep 13, 2023 · Seattle, Wa
- W•••• F•••• I••••••••• L•• unclassifiedDec 7, 2007 to Jan 3, 2011 · Bainbridge Island, Wa
- W•••• F•••• I••••••••• L•• unclassifiedOct 12, 2001 to Jun 14, 2007 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Sep 13, 2023, registered Sep 22, 2023 (9 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedSep 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address