DFX Intelligence
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J•••• D• H•••••
As of · the IAPD feed; also filed as J•• H•••••
- At current firm
- 12 y
- In the industry
- 27 y
- Prior registered firms
- 2
- Signals
- 0
since May 23, 2014
As of · the IAPD feed; also filed as J•• H•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince May 23, 2014 · Overland Park, Ks
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to May 27, 2014 · Overland Park, Ks
- A• G• E•••••• • S•••• I••• unclassifiedJan 24, 2002 to Jan 1, 2008 · Wichita, Ks
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••left May 27, 2014, registered May 23, 2014 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address