DFX Intelligence
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R••••• C••••••••• T••••••••
Chartered Financial Consultant
As of · the IAPD feed; also filed as R••••• C• T••••••••• C••••••••• T••••••••
- At current firm
- 1 y
- In the industry
- 19 y
- Prior registered firms
- 4
- Signals
- 1
since Jun 2, 2025
As of · the IAPD feed; also filed as R••••• C• T••••••••• C••••••••• T••••••••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jun 2, 2025 · Stuart, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 20, 2015 to May 27, 2025 · Stuart, Fl
- C••••••••• W••••• M••••••••• L•• unclassifiedFeb 24, 2014 to Jul 29, 2015 · Palm City, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 22, 2013 to Jul 28, 2015 · Palm City, Fl
- S••••••• F•••••••• S•••••••• I••• formerJul 16, 2013 to Oct 31, 2013 · Palm Beach Gardens, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left May 27, 2025, registered Jun 2, 2025 (6 days) · Wirehouse to affiliated broker-dealer or bank
- C••••••••• W••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 29, 2015, registered Aug 20, 2015 (22 days) · Other
- C••••• I••••••••• A••••••• L•• to C••••••••• W••••• M••••••••• L••left Jul 28, 2015, registered Feb 24, 2014 (-519 days) · Other
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Oct 31, 2013, registered Nov 22, 2013 (22 days) · Other
Signals
- ••• LockedMay 27, 2025 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address