DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B••••• E••••• T••••••
Feed of 09/14/2026
Also filed as B••••• E••••• T••••••••• E••••• T••••••
At current firm
3 y
since Jan 23, 2023
In the industry
27 y
since Sep 17, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jan 23, 2023 · Daytona Beach, Fl
- W•••• F•••• A••••••• wirehouseFeb 17, 2014 to Jan 27, 2023 · Daytona Beach, Fl
- R•••••• J•••• • A••••••••• I••• national BDJul 7, 2004 to Feb 28, 2014 · Daytona Beach, Fl
- U•• F•••••••• S••••••• I••• wirehouseSep 28, 2001 to May 10, 2004 · Daytona Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Jan 27, 2023, registered Jan 23, 2023 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Feb 28, 2014, registered Feb 17, 2014 (-11 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left May 10, 2004, registered Jul 7, 2004 (58 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJan 27, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address