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Registered advisor
C••••••••• A••• K••••••••
Feed of 09/14/2026
Also filed as C•••• A••• K••••••••• K••••••••• A••• K••••••••• A• K••••••••
At current firm
2 y
since May 2, 2024
In the industry
23 y
since Dec 21, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Branch Managerreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince May 2, 2024 · Lake Forest, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 11, 2020 to Apr 30, 2024 · Northbrook, Il
- J••• M••••• S••••••••• L•• wirehouseOct 15, 2013 to Jun 10, 2020 · Skokie, Il
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 23, 2013 · Chicago, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 10, 2008 to Jun 1, 2009 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• N••••••• • C••••••• I•••••••••left Apr 30, 2024, registered May 2, 2024 (2 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 10, 2020, registered Jun 11, 2020 (1 day) · Wirehouse to wirehouse
- M••••• S•••••• to J••• M••••• S••••••••• L••left Oct 23, 2013, registered Oct 15, 2013 (-8 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedApr 30, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address