DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
J••••• S•••• S•••••••
As of · the IAPD feed; also filed as S•••• S•••••••
- At current firm
- 9 y
- In the industry
- 26 y
- Prior registered firms
- 1
- Signals
- 0
since Aug 1, 2017
As of · the IAPD feed; also filed as S•••• S•••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 1, 2017 · Port St.Lucie, Fl
- W•••• F•••• A••••••• wirehouseOct 1, 2000 to Oct 28, 2015 · Stuart, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Oct 28, 2015, registered Aug 1, 2017 (643 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address