DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• S•••••• E••••
Feed of 09/15/2026
At current firm
5 y
since Jul 23, 2021
In the industry
26 y
since Jan 25, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Jul 23, 2021 · Naples, Ny
- A••••• A•• P••••••• S••••••• BD affiliatedFeb 24, 2014 to Nov 13, 2020 · Ann Arbor, Mi
- C•••••• S••••• • C••• I••• national BDFeb 5, 2003 to Jan 28, 2014 · Novi, Mi
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to F••••• I•••••••••left Nov 13, 2020, registered Jul 23, 2021 (252 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••left Jan 28, 2014, registered Feb 24, 2014 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address