DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R•••••• B•••• S••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
21 y
since Aug 9, 2005
In the industry
26 y
since Oct 8, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 9, 2005 · Holland, Mi
- H•••••• W••••• M••••••••• independent RIAApr 15, 2014 to Aug 23, 2022 · La Grange, Il
Moves
a registration end followed by a registration begin elsewhere
- H•••••• W••••• M••••••••• to no registered destinationleft Aug 23, 2022 · Departure, no registered destination
Signals
- ••• LockedAug 23, 2022 · Advisor departure · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address