DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Horizon Wealth Management

Independent wealth managerLa Grange, IllinoisCRD 170255SEC 801-79492website IAPD

Legal name Horizon Wealth Management, LLC

Latest filing Feb 5, 2026

First filing on the tape Mar 26, 2014 · 36 filings

SEC status approved since Apr 15, 2014

RAUM

$1.1B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

96%

$1.0B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$180M

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

36 filings and snapshots on the tape

RAUM$1.1B as of Feb 5, 2026

Feb 27, 2015$192M then

HNW client RAUM$832M as of Feb 5, 2026

Mar 30, 2018$74.2M then

State-registered IARs (5.B.3)6 as of Feb 5, 2026

Feb 27, 20155 then

Employees (5.A)10 as of Feb 5, 2026

Feb 27, 20156 then

Private funds: no history

RAUM +14% over the last fiscal year+11% a year over threeIARs 6 to 6

Practice profile

derived from the filing of Feb 5, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $180MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 213derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.0MderivedHNW RAUM over HNW clients
Average account: $343,437derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.7derivedItem 5.A over advisors
Advisors per office: 3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +14%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -46%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Wrap fee program: $1.1BreportedItem 5.I
Custody: $328M, 104 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$832M77%
Individuals$198M18%
Pension and profit-sharing plans$30.8M2.9%
Corporations and businesses$13.9M1.3%
Charitable organizations$2.1M0.2%

Individual clients: 868reported
HNW clients: 412reported
Pension plan clients: 17reported
Charitable clients: n/areported
Accounts: 3,136reported
Financial planning clients: 251-500reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $328M for 104 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=5.0derived

Advisors registered through the firm

6 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Ryan Patrick WilliamsonCertified Financial Planner	La Grange, Il	Apr 15, 2014	26 y	0
Paul Fousek	La Grange, Il	Apr 15, 2014	25 y	0
Ronald Thomas ReitzCertified Financial Planner	La Grange, Il	Jun 1, 2023	10 y	3
Kaitlin Marie Hyland	La Grange, Il	May 6, 2025	13 y	2
Barbara M AbundizCertified Financial Planner	Los Angeles, Ca	Jun 24, 2026	18 y	0
Bruce Irwin HeymontCertified Financial Planner	Los Angeles, Ca	Jun 30, 2026	40 y	1

Advisor movement

0 left, 1 joined in 12 months

net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months

Left, latest

John Ross Crawford to Copperwood Financial
Feb 4, 2025 · RIA to RIA
Matthew J Arhontas to LPL Financial LLC
Aug 23, 2022 · RIA to RIA
Robert A Buoy to LPL Financial LLC
Aug 23, 2022 · RIA to RIA
Kaitlin Marie Hyland to Cresset Asset Management, LLC
Aug 22, 2022 · RIA to RIA

Joined, latest

Bruce Irwin Heymont from The Heymont Group Wealth Management And Retirement Solutions
Jun 30, 2026 · Other
Kaitlin Marie Hyland from Cresset Asset Management, LLC
May 6, 2025 · RIA to RIA
Ronald Thomas Reitz from Capital Analysts
Jun 1, 2023 · Affiliated broker-dealer or bank to independent RIA
John Ross Crawford from LPL Financial LLC
Mar 3, 2020 · RIA to RIA
Matthew J Arhontas from LPL Financial LLC
May 17, 2016 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for LPL Financial LLC
Aug 23, 2022 · La Grange, Il

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Paul Fousek · Chief Executive Officer And Financial Consultantcontrol
since 03/2014 · owns 75% or more
Patrick Ryan Williamson · Chief Investment Officer, Financial Consultant, And Chief Compliance Officercontrol
since 03/2014 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
La Grange, Il · principal	6	2	0
Los Angeles, Ca	2	2	0

Offices

Schedule D 1.F, the 25 largest

Los Angeles, CA2 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

clients down average size upCombination · filing Feb 5, 2026
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $945,761,317 to $1,077,017,151, advisors 6 to 6, private clients 2373 to 1280, offices 1 to 1 (2025-03-04 to 2026-02-05)
peers: independent wealth managers, $1B to $5B (1,362)
client count collapseChange between filings · filing Feb 5, 2026
individual and HNW clients (Item 5.D) moved from 2,373.0 to 1,280.0 (-46.0%) between the annual amendments of 2025-03-04 and 2026-02-05; the peer median change was +5.0% (1132 comparable advisers, 1.0th percentile of changes)
peers: independent wealth managers, $1B to $5B (1,132) · 1.1% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 3,073 to 3,136
Nov 14, 2025 to Feb 5, 2026
BD registered reps · 7 to 5
Nov 14, 2025 to Feb 5, 2026
Charity clients · 8.0 to unset
Nov 14, 2025 to Feb 5, 2026
Corporate clients · 13 to 9
Nov 14, 2025 to Feb 5, 2026
HNW clients · 593 to 412
Nov 14, 2025 to Feb 5, 2026
Individual clients · 1,780 to 868
Nov 14, 2025 to Feb 5, 2026
Pension plan clients · 7 to 17
Nov 14, 2025 to Feb 5, 2026
Assets in custody · $272M to $328M
Nov 14, 2025 to Feb 5, 2026
Financial planning clients · 101-250 to 251-500
Nov 14, 2025 to Feb 5, 2026
Discretionary RAUM · $946M to $1.1B
Nov 14, 2025 to Feb 5, 2026
HNW RAUM · $697M to $832M
Nov 14, 2025 to Feb 5, 2026
Individual RAUM · $204M to $198M
Nov 14, 2025 to Feb 5, 2026
Pension RAUM · $31.0M to $30.8M
Nov 14, 2025 to Feb 5, 2026
RAUM · $946M to $1.1B
Nov 14, 2025 to Feb 5, 2026
Assets in custody · unset to 271969973.0
Mar 4, 2025 to Jun 4, 2025
Custody of client assets · false to true
Mar 4, 2025 to Jun 4, 2025
Financial planning clients · 101-250 to 101-250
Mar 4, 2025 to Jun 4, 2025
Accounts · 3,002 to 3,073
Jun 12, 2024 to Mar 4, 2025
Charity clients · 6 to 8
Jun 12, 2024 to Mar 4, 2025
Corporate clients · 12 to 13
Jun 12, 2024 to Mar 4, 2025
HNW clients · 156 to 593
Jun 12, 2024 to Mar 4, 2025
Individual clients · 2,084 to 1,780
Jun 12, 2024 to Mar 4, 2025
Pension plan clients · 86 to 7
Jun 12, 2024 to Mar 4, 2025
Assets in custody · 6101880.0 to unset
Jun 12, 2024 to Mar 4, 2025
Custody of client assets · true to false
Jun 12, 2024 to Mar 4, 2025
Discretionary RAUM · $936M to $946M
Jun 12, 2024 to Mar 4, 2025
HNW RAUM · $390M to $697M
Jun 12, 2024 to Mar 4, 2025
Individual RAUM · $495M to $204M
Jun 12, 2024 to Mar 4, 2025
Non-discretionary RAUM · $2.7M to $0
Jun 12, 2024 to Mar 4, 2025
Pension RAUM · $31.1M to $31.0M
Jun 12, 2024 to Mar 4, 2025
RAUM · $939M to $946M
Jun 12, 2024 to Mar 4, 2025
Accounts · 7,069 to 3,002
Dec 13, 2023 to Mar 18, 2024
Advisory employees · 5 to 6
Dec 13, 2023 to Mar 18, 2024
BD registered reps · 5 to 7
Dec 13, 2023 to Mar 18, 2024
HNW clients · 575 to 156
Dec 13, 2023 to Mar 18, 2024
Individual clients · 1,329 to 2,084
Dec 13, 2023 to Mar 18, 2024
Pension plan clients · 26 to 86
Dec 13, 2023 to Mar 18, 2024
Assets in custody · $188M to $6.1M
Dec 13, 2023 to Mar 18, 2024
Employees · 8 to 10
Dec 13, 2023 to Mar 18, 2024
State-registered IARs · 5 to 6
Dec 13, 2023 to Mar 18, 2024

Signals

9 dated events

John Ross Crawford left Horizon Wealth Management for Copperwood Financial (registered 2025-02-03)
Feb 4, 2025 · Advisor changed firm · fact
Robert A Buoy left Horizon Wealth Management for Lpl Financial Llc (registered 2022-06-30)
Aug 23, 2022 · Advisor changed firm · fact
2 advisors left Horizon Wealth Management (LA Grange, IL) for LPL Financial LLC on the same day
Aug 23, 2022 · Team lift-out · derived
Richard Baron Shanley no longer registered at Horizon Wealth Management; no later IA registration on IAPD
Aug 23, 2022 · Advisor departure · fact
Matthew J Arhontas left Horizon Wealth Management for Lpl Financial Llc (registered 2022-06-30)
Aug 23, 2022 · Advisor changed firm · fact
Kaitlin Marie Hyland left Horizon Wealth Management for Cresset Asset Management, Llc (registered 2022-08-26)
Aug 22, 2022 · Advisor changed firm · fact
Baron Richard Shanley (Managing Member) no longer on Schedule A of Horizon Wealth Management (listed 2022-03-29, absent 2022-04-27)
Apr 27, 2022 · Control person left · inference
Horizon Wealth Management reported RAUM $585.5M, up 38% from $423.1M (2019-06-28 to 2020-03-24)
Mar 24, 2020 · RAUM change · derived
Horizon Wealth Management filed its initial SEC registration (Form ADV)
Mar 26, 2014 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: brianna.galindo@horizonwealth.bizreportedpublished by the firm, firm site, Sep 17, 2026
Business email: gina.simkowski@horizonwealth.bizreportedpublished by the firm, firm site, Sep 17, 2026
Business email: jackie.malich@horizonwealth.bizreportedpublished by the firm, firm site, Sep 17, 2026
Business email: kelly.neidetcher@horizonwealth.bizreportedpublished by the firm, firm site, Sep 17, 2026
Business email: michelle.rasmussen@horizonwealth.bizreportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 310-273-4335reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 310-278-0339reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 708-352-2994reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile: linkedin.com/company/horizonwealthmanagementllcreportedpublic record, Form ADV, Sep 18, 2026
Website: HORIZONWEALTH.BIZreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: (708) 352-4300reportedpublic record, Form ADV, Feb 5, 2026
Contact form: horizonwealth.biz/contactreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $180Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026