DFX Intelligence
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Registered advisor
R••••• A•• T••••
Feed of 09/14/2026
Also filed as R••••• A•• M••••••••• M••••••••• T••••
At current firm
14 y
since Apr 18, 2012
In the industry
26 y
since Oct 25, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Apr 18, 2012 · Columbus, Oh
- V•••• F•••••••• A•••••••• I••• BD affiliatedMar 17, 2003 to Mar 22, 2012 · Independence, Oh
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to V••• F•••••••• A•••••••• I•••left Mar 22, 2012, registered Apr 18, 2012 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address