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Registered advisor
W•••••• J•••• J••••
Feed of 09/14/2026
Also filed as W•••••• J• J••••
At current firm
10 y
since Sep 19, 2016
In the industry
26 y
since Nov 23, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 19, 2016 · Virginia Beach, Va
- W•••• F•••• A••••••• wirehouseOct 3, 2003 to Aug 3, 2005 · Virginia Beach, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 22, 2001 to Jun 11, 2003 · Virginia Beach, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Aug 3, 2005, registered Sep 19, 2016 (4065 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M•• I•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Jun 11, 2003, registered Oct 3, 2003 (114 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address