DFX Intelligence
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Registered advisor
T••••• L••• R•••••
Feed of 09/15/2026
Also filed as T••••• L••• T••••••••• L••• T••••••••• L••• T••••••••• L••• T••••••••• L••• T•••••••••
At current firm
13 y
since Nov 13, 2012
In the industry
26 y
since Mar 7, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Nov 13, 2012 · Littleton, Co
- W•••• F•••• A••••••• wirehouseFeb 16, 2012 to Oct 8, 2012 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Oct 8, 2012, registered Nov 13, 2012 (36 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address