DFX Intelligence
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Registered advisor
P•••••• C••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
10 y
since Oct 19, 2015
In the industry
25 y
since Apr 26, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Oct 19, 2015 · Malvern, Pa
- W•••• F•••• A••••••• wirehouseAug 26, 2003 to Jun 16, 2005 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to V••••••• A•••••••• I•••left Jun 16, 2005, registered Oct 19, 2015 (3777 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address