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Registered advisor
F•••••• J• D••••••
Feed of 09/14/2026
Also filed as F•••••• J• D••••••••• J••••• D••••••••• J••••• D••••••••• J• D••••••
At current firm
6 y
since Oct 11, 2019
In the industry
26 y
since Jul 20, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Oct 11, 2019 · Scottsdale, Az
- U••• B•••••• I••••••••• I••• formerDec 9, 2013 to Oct 22, 2019 · Phoenix, Az
- J••• M••••• S••••••••• L•• wirehouseNov 4, 2009 to May 15, 2012 · Phoenix, Az
- M••••• S•••••• wirehouseJun 9, 2009 to Sep 16, 2009 · Purchase, Ny
- M••••• S•••••• D• I••• unclassifiedJan 26, 2006 to Jan 26, 2006 · Purchase, Ny
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 22, 2019, registered Oct 11, 2019 (-11 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to U••• B•••••• I••••••••• I•••left May 15, 2012, registered Dec 9, 2013 (573 days) · Other
- M••••• S•••••• to J••• M••••• S••••••••• L••left Sep 16, 2009, registered Nov 4, 2009 (49 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to M••••• S••••••left Jan 26, 2006, registered Jun 9, 2009 (1230 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address