DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••••• C••••••••
Feed of 09/14/2026
Also filed as J•••••• M••••••••• L••••••••• M••••••••• D••••••••• D••••••••• L• C••••••••
At current firm
0 y
since Jan 9, 2026
In the industry
26 y
since Feb 28, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 9, 2026 · Baton Rouge, La
- W•••• F•••• A••••••• wirehouseJul 9, 2024 to Jan 9, 2026 · Baton Rouge, La
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 13, 2013 to Jun 24, 2024 · Baton Rouge, La
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 3, 2003 to Feb 23, 2009 · Baton Rouge, La
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jan 9, 2026, registered Jan 9, 2026 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jun 24, 2024, registered Jul 9, 2024 (15 days) · Wirehouse to wirehouse
Signals
- ••• LockedJun 24, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address