DFX Intelligence
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Feed of 09/14/2026
At current firm
9 y
since Mar 6, 2017
In the industry
26 y
since Nov 15, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 6, 2017 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseSep 25, 2006 to Mar 8, 2017 · Tampa, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 6, 2003 to Sep 19, 2006 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 15, 1999 to Mar 4, 2003 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Mar 8, 2017, registered Mar 6, 2017 (-2 days) · Wirehouse to wirehouse · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Sep 19, 2006, registered Sep 25, 2006 (6 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Mar 4, 2003, registered Mar 6, 2003 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address